Question

Difficulty: MediumNon-Systematic and Credit Risks

An investor holds a fixed-income portfolio heavily concentrated in speculative-grade corporate debentures issued by a single technology corporation. The investor expresses concern that deteriorating cash flows at the firm may result in a failure to pay scheduled interest coupons. Which type of risk is the investor primarily exposed to, and how can this specific risk be most effectively reduced?

  1. A
    Interest rate risk, which can be mitigated by holding the corporate debentures to maturity.
  2. Credit risk, which can be significantly reduced by diversifying the portfolio across issuers in different sectors.Answer
  3. C
    Market risk, which can be eliminated by diversifying holdings across different corporate bond issuers.
  4. D
    Credit risk, which is a systematic risk factor that cannot be reduced through asset allocation or diversification.

Answer

Credit risk (or default risk), which is a non-systematic risk that can be mitigated by diversifying holdings across multiple issuers and industry sectors.
Credit risk (also known as default risk) is the risk that an issuer will fail to make timely payments of interest or principal. Because credit risk is non-systematic (specific to individual issuers), investors can effectively manage and reduce this risk by diversifying their investments across multiple issuers and industry sectors.

Step-by-Step Solution

1
Identify the nature of the risk described in the scenario
The possibility that a specific corporate issuer will fail to meet principal or interest debt service obligations is credit (default) risk.
Credit risk stems from corporate financial distress specific to an individual issuer.
2
Classify the risk as systematic or non-systematic
Credit risk is non-systematic (business/issuer-specific) risk.
Non-systematic risks affect specific companies or debt issuances rather than the entire financial market.
3
Determine the appropriate risk mitigation strategy
Non-systematic risks can be effectively minimized by spreading capital across diverse issuers and sectors.
Diversification prevents losses in a single firm's securities from severely impairing the total portfolio.

Key Concept

Credit Risk Identification and Non-Systematic Risk Diversification
Estimated Time:1m 0s
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